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Insights: Improving Economics at Optical Networks’ 10 Gb/s Sweet
Spot
The communications industry is currently facing a critical juncture as
increasing bandwidth demands and convergence opportunities create a “sweet
spot” at 10 Gb/s. However, significant challenges are still hampering
the widespread deployment of 10 Gb/s optical networks. One critical hurdle
is the difficulty of creating economically viable modulated-light sources
that can reliably deliver 10 Gb/s transmission for distances of 40 km,
80 km, and beyond.
Until now, externally modulated lasers were the only viable solution for
transmission in the 1550-nm band, which is used for extended reach and
DWDM optical networks at 10 Gb/s. External modulation dissipates more
power than direct modulation because the laser is turned on to full power
at all times and the external modulator attenuates this to create the
modulated signal. Externally modulated lasers using a distributed feedback
(DFB) laser with a Lithium Niobate modulator, for example, are large,
expensive, and require a high power driver. Monolithic or hybrid integrated
electroabsorption modulated lasers (EMLs) are also expensive, especially
for distances up to 80 km, and prohibitively expensive for narrow grid
DWDM. In addition, EMLs have limited output power, which can increase
the need for additional erbiumdoped fiber amplifiers (EDFAs) or more expensive
EDFAs.
Projected volumes for 10 Gb/s transceivers are insufficient to support
the development required to overcome the low production yields associated
with monolithic EMLs. This means that EMLs will be only marginally capable
of meeting volume and cost requirements for SONET and DWDM performance
at 80 km, a key requirement for telecom.
The use of a new Planar External Cavity (PLANEX) approach overcomes these
obstacles through innovative design and manufacturing techniques that
economically produce directly modulated External Cavity Lasers (ECLs).
The approach combines a Planar Lightwave Circuit (PLC) containing an integrated
Bragg grating and a high-performance, low-cost gain chip. Optimizing the
lowcost integration of ECLs on silicon wafers using proven high-yield
processes and standard CMOS fabrication tools enables a dramatic reduction
in the cost of implementing 10 Gb/s links for 40 km, 80 km, and DWDM.
The PLANEX approach offers three key advantages: a low-cost, highly scalable
volume-oriented production environment; reduced cost-of-ownership and
migration from TDM to DWDM; and higher performance over longer distances.
Production Environment
A key tenet of the production model is to eliminate the low-yield constraints
of complex fabrication processes in the early part of the production chain
and to leverage high-yield low cost components in the final assembly.
The use of pre-tested components that are readily outsourced allows for
improved yields and lower costs, along with the ability to scale-up production
volumes efficiently.
By using low cost, outsourced gain chips, the PLANEX approach eliminates
the need for expensive and underutilized internal InP fabrication facilities,
which are a major cost in conventional EML production. The gain chip is
integrated with a low-cost PLC containing a Bragg grating, which is fabricated
on a silicon wafer using well-established, volume-oriented processes.
The gain chip functions as an optical amplifier and the Bragg grating
acts as both a partially reflecting mirror and a wavelength locker. This
enables the laser to output a controlled chirp waveform at a very well
defined wavelength. The large cavity size of the ECL provides a device
that exhibits low reflection sensitivity, and, in some applications, can
operate without an optical isolator. In contrast, EML implementations
require an isolator to overcome their inherent high-reflection sensitivity.
The flexibility of the PLANEX ECL design makes it possible to further
automate assembly using Silicon “Optical
Bench” technology, allowing for efficient integration of the optical
laser driver, gain chip, ball lens, and other components on a single silicon
platform containing the gain chip and waveguide grating.
As shown in Figure 1, the miniature size and high degree of integration
inherent to the PLANEX approach allows implementation of complete optical
transmitter modules that are compatible with the smallest TOSA form factor
specified by the XFP and XMD MSA for 40 km and 80 km. At the 40 km distance,
the ECL approach offers a better than 30% cost advantage over comparable
EML devices. Scalability of the high-yield model provides even greater
cost benefits for 80 km and DWDM applications.
Deployment & Ownership
PLANEX technology offers a high degree of manufacturing flexibility for
producing wavelength-specific DWDM devices, which enables carrier and
network administrators to more efficiently migrate from TDM to DWDM, using
the same basic component design and TOSA form factor. Unlike DFB and EML
manufacturing, where the wavelength decision must be made at the early
stage of wafer processing, the ECL wavelength is set during the packaging
process using pretested components. This also helps to reduce the lead-time
for DWDM ECLs and simplifies the carriers’ inventory management.
Since the gain chip used in the ECL has a broad bandwidth (with a single
gain chip covering almost the entire Cband), all DWDM channels in the
Cband can be supplied by using a high-volume gain chip and different (low-cost)
PLCs. This mitigates the need to test and qualify additional modules and
also eliminates the cost of adding a separate wavelength-locker component.
In contrast, EML devices typically need a wavelength locker because of
their higher sensitivity of wavelength to temperature variations, which
is typically ~100 pm/°C, or 10X the sensitivity of the ECL.
Performance
The PLANEX approach improves performance by tightly controlling chirp,
maintaining consistent eye and Bit-Error-Rate (BER) characteristics.
EML chirp is transient by nature; however, monolithic EML devices exhibit
undesirable additional “adiabatic chirp” due to internal reflections,
which limit transmission distances. Hybrid EML devices address this issue
through the addition of an optical isolator between the DFB and modulator
to eliminate chirp, but pay the penalty of added complexity and cost.
In comparison, planar ECLs exhibit low, reproducible chirp characteristics
that have no adverse impact at 40 km. The same basic devices can be manufactured
to provide reproducible “negative chirp” for reliable transmission
at 80 km, with costs comparable to 40 km.
Planar ECL product implementation has demonstrated performance characteristics
that consistently meet or exceed the specified performance of industry
standards such as Telcordia GR235 OC192 and 10 Gigabit Ethernet. BER measurements
taken back-to-back (40 km and 80 km) with the ECL setup for the same operating
conditions and an extinction ratio of 8.2 dB are shown in Figure 2. The
results are within target performance specification, showing a small dispersion
penalty of 0.2 dB at 40 km and 2 dB at 80 km at 10-10 BER.
These results represent the industry’s first demonstration of a
directly modulated ECL that can transmit 10 Gb/s through 80 km of SMF;
thus, confirming the viability of this approach for TDM and DWDM optical
transmission systems. In addition, continued development of PLANEX-based
hybrid ECLs and Silicon Optical Bench integration provides the technology
platform and building blocks for more advanced and more integrated next
generation products.

This article was written by Radu Barsan, President and CEO of Redfern
Integrated Optics (RIO) based in Santa Clara, CA.
Dr.
Barsan has 25 years of commercial experience in semiconductor and optical
components development, operations, and general management — Phaethon
Communications, Cirrus Logic, AMD, and Cypress Semiconductor — and
a Ph.D. in Applied Sciences from the Catholic University of Louvain, Belgium.
For more information, call (408) 970-3500 or visit www.rio1.com.
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